According to the Provisions on Classification and Supervision of Futures Companies (CSRC Announcement [2011] No. 9), after the procedures of self-assessment by futures companies, preliminary examination by CSRC dispatching agencies, and review and appraisal by Futures Company Classification and Supervision Evaluation Committee, the results of the classification of each futures company for the year of 2011 are determined as follows:

Serial No. Name of the Company Level in 20111China International Futures Co. AA2 Zhejiang Yongan Futures Brokerage Co., Ltd AA3 COFCO Futures Brokerage Co., Ltd AA4 Huatai Great Wall Futures Co. Zhejiang Zhongda Futures Brokerage Co., Ltd. A14 Xinhu Futures Co., Ltd. A15 CSI Futures Co., Ltd. A16 Sinosteel Futures Co., Ltd. A17 Guotai Junan Futures Co., Ltd. A18 Shanghai Medium Term Futures Brokerage Co., Ltd. A19 Guotou Zhongguo Futures Co., Ltd. A20 Shenyin Wanguo Futures Co. BBB24 Beijing Intermediate Futures Co. BBB25 Jinrui Futures Co. BBB26 Zhejiang Xinhua Futures Brokerage Co. BBB27 Founder Futures Co. BBB28 CITIC Capital Futures Brokerage Co. BBB29 Ruida Futures Brokerage Co. BBB30 Jingyi Futures Brokerage Co. BBB32 Donghai Futures Co., Ltd. BBB33 Zhejiang Dadi Futures Brokerage Co., Ltd. BBB34 CITIC Xinji Futures Co., Ltd. BBB35 Guoxin Futures Co., Ltd. BBB36 J.P. Morgan Futures Co. BB41 Chengdu Bet Futures Brokerage Co. BB42 Guohai Liangshi Futures Co. BB43 Hua'an Futures Co. BB44 Guomao Futures Brokerage Co. BB45 Dongwu Futures Co. BB46 Zhonghui Futures Brokerage Co. BB47 Cinda Futures Co. BB48 Beijing Capital Futures Ltd. BB49 Shanghai Zhongcai Futures Co. BB50 B51 Hongyuan Futures Co., Ltd. B52 Zhujiang Futures Co., Ltd. B53 Minmetals Futures Co., Ltd. B54 HNA Dongyin Futures Co., Ltd. B55 Shanghai East Asia Futures Brokerage Co. Ltd. CCC

Serial No. Company Name 2011 Level 61 Jinshi Futures Ltd. CCC62 Dayou Futures Ltd. CCC63 Dalian Liangyun Futures Brokerage Co. CCC67Yingda Futures Co. CCC68Great China Futures Co. CCC77Shenhua Futures Brokerage Co. CCC78Chuangyuan Futures Brokerage Co. CC85 Dongxing Futures Co. CC86 Guangdong Honghai Futures Brokerage Co. CC87 Guangyong Futures Co. Ltd. CC95 Huawen Futures Brokerage Co. CC96 Huaxin Futures Co. CC97 Huayuan Futures Co. CC98 Jigong Futures Co. CC99 Integrated Futures Co. CC100 Jinyou Futures Brokerage Co. CC101 Kyoto Futures Co. CC102 Ping'an Futures Co. CC103 Qiankun Futures Co. CC105Shenzhen Jinhui Futures Brokerage Co. Ltd. CC113 Xin Ding Sheng Futures Co. CC114 Yantai Zhongzhou Futures Brokerage Co. Ltd.C

Serial No. Company Name 2011 Level 121 Guoyuan Haiqin Futures Co. C129 Gansu Longda Futures Brokerage Company Limited C130 Guangsheng Futures Co. C138 China Rongxin Futures Co. C139 Ningbo Sanli Futures Brokerage Co. D147 Shanghai Jiuhang Futures Brokerage Co., Ltd. D148 Tianjin Jingu Futures Brokerage Co., Ltd. D149 Bank of China International Futures Co. D156 Hebei Hengyin Futures Brokerage Co. D156 Jintai Futures Co. D157 Jiangxin Guosheng Futures Co. D158 Shanghai Tonglian Futures Co. D163 Shanghai Pumin Futures Brokerage Co.