question 1: what is a risk assessment audit? What does the risk assessment audit include? The concept of risk assessment has broad sense and narrow sense. Generalized risk assessment is equivalent to risk management, including target determination, risk identification, risk assessment (risk pricing, risk analysis, risk evaluation) and risk response. The author believes that risk assessment can be directly refined into risk pricing, risk analysis and risk evaluation. Narrow risk assessment is a process of measuring, analyzing, judging and ranking risks based on risk identification, including risk pricing, risk analysis, risk evaluation and other steps, which is the main basis for risk response and risk control. In addition, there is a narrower definition of risk assessment, which means that on the basis of risk identification, enterprises further analyze the possibility of risk occurrence and the possible impact on the realization of goals, that is, risk analysis.
It should be noted that generalized risk assessment is not only risk management, but also one of the important contents of management control in internal control. Narrow risk assessment can be used as a process of internal control construction and implementation, and it should be combined with specific business processes. It is of no practical significance to leave the risk assessment of specific business. In my opinion, risk management can be used as the content of management control, risk assessment can be used as the process of internal control, and risk management should guide all the contents of risk assessment.
content of risk assessment
in short, the content of risk assessment is to assess the possibility and impact of risks. Possibility represents the probability that a given event will happen, and influence represents its consequences. The author believes that the following factors should be considered in the estimation of risk probability: the liquidity of risk-related assets, the degree of manual participation in operation and management, and whether a large number of complicated manual calculations are involved in operation and management. Impact analysis mainly refers to the analysis of the negative impact on the realization of the goal. The degree of risk impact is aimed at the established goals, so enterprises should adopt different measurement standards for different goals.
internal control based on risk management is mainly to evaluate inherent risk and residual risk, that is, to consider both inherent risk and residual risk. Inherent risk is the risk that an enterprise faces without taking any measures to change the possibility or influence of risk. Residual risk is the residual risk after risk response. The assessment of residual risks refers to the assessment of risks after taking countermeasures in enterprise risk control or daily management activities.
in a strict sense, risk assessment is mainly the assessment of residual risks. To evaluate the residual risk after risk response clearly, it is necessary to establish a continuous and repetitive interactive process of risk evaluation, which is not a one-time management activity. Whether it is the evaluation of inherent risk or residual risk, it is always the same from two aspects: possibility and influence.
of course, the risk assessment should not only focus on the danger, but also consider the risk of retreating because of the danger and the risk of not seizing the opportunity. In other words, while evaluating the possibility and impact of risks, we should also evaluate the possibility and impact of lost opportunities.
generally speaking, after the identified risks are evaluated in terms of possibility and impact, countermeasures can be taken according to the evaluation results.
question 2: what is the content of risk assessment? Hello, classmate, I'm glad to answer your questions!
Gao Dun Online School answers for you:
The contents of risk assessment are as follows:
(1) Definition of risk itself. Including the possibility of risk occurrence; Risk intensity; Risk duration; Areas where risks occur and key risk points.
(2) Definition of risk action mode. Including whether the risk has a direct or indirect impact on the enterprise; Whether it will lead to other related risks; The scope of risk to the enterprise, etc.
(3) Definition of risk consequences. In terms of loss: if the risk occurs, how much loss will it cause to the enterprise? How much does the enterprise need to pay if it avoids or reduces risks? In terms of the benefits of taking risks: if the enterprise takes risks, how much benefits may it get? If the risk is avoided or reduced, how much benefit will the enterprise get?
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Question 3: What are the main aspects of risk assessment? (1) Possibility of risk occurrence, that is, probability size
(2) Severity of loss caused
(3) Determination of risk level
Question 4: What does risk assessment include:
Precautions
Precautions during risk assessment
During risk assessment,
first, what are the objects (or assets) to be protected? What is its direct and indirect value?
secondly, what are the potential threats to assets? What is the problem that causes the threat? What is the possibility of a threat?
third, what are the weaknesses in assets that may be exploited by threats? How easy is it to use?
fourth, what kind of losses will the organization suffer or what kind of negative impact will it face once the threat event occurs?
finally, what security measures should the organization take to minimize the losses caused by risks?
the process of solving the above problems is the process of risk assessment.
when conducting risk assessment, there are several corresponding relationships that must be considered:
each asset may face multiple threats
there may be more than one threat source (threat agent)
each threat may exploit one or more weaknesses
Question 5: What are the steps of risk assessment? * identify potential risks
* analyze risks and determine their priorities
* identify risk avoidance strategies
* identify risk reduction strategies
* identify risk emergency strategies
* Re-examine the risks
_ _ _ _
or:
identify various risks faced by the assessed object
evaluate the risk probability and possible negative impact
determine the risk tolerance of the organization
determine the priority level of risk reduction and control
-recommend risk reduction countermeasures
-actually. Question 6: What are the contents of risk assessment?
Simply put, the content of risk assessment is to assess the possibility and impact of risk. Possibility represents the probability that a given event will happen, and influence represents its consequences. The author believes that the following factors should be considered in the estimation of risk probability: the liquidity of risk-related assets, the degree of manual participation in operation and management, and whether a large number of complicated manual calculations are involved in operation and management. Impact analysis mainly refers to the analysis of the negative impact on the realization of the goal. The degree of risk impact is aimed at the established goals, so enterprises should adopt different measurement standards for different goals.
internal control based on risk management is mainly to evaluate inherent risk and residual risk, that is, to consider both inherent risk and residual risk. Inherent risk is the risk that an enterprise faces without taking any measures to change the possibility or influence of risk. Residual risk is the residual risk after risk response. The assessment of residual risks refers to the assessment of risks after taking countermeasures in enterprise risk control or daily management activities.
in a strict sense, risk assessment is mainly the assessment of residual risks. To evaluate the residual risk after risk response clearly, it is necessary to establish a continuous and repetitive interactive process of risk evaluation, which is not a one-time management activity. Whether it is the evaluation of inherent risk or residual risk, it is always the same from two aspects: possibility and influence.
of course, the risk assessment should not only focus on the danger, but also consider the risk of retreating because of the danger and the risk of not seizing the opportunity. In other words, while evaluating the possibility and impact of risks, we should also evaluate the possibility and impact of lost opportunities.
generally speaking, after the identified risks are evaluated in terms of possibility and impact, countermeasures can be taken according to the evaluation results.
Question 7: What are the main contents of risk assessment in this chapter for reference only?
The contents of risk assessment are as follows:
(1) Definition of risk itself. Including the possibility of risk occurrence; Risk intensity; Risk duration; Areas where risks occur and key risk points.
(2) Definition of risk action mode. Including whether the risk has a direct or indirect impact on the enterprise; Whether it will lead to other related risks; The scope of risk to the enterprise, etc.
(3) Definition of risk consequences. In terms of loss: if the risk occurs, how much loss will it cause to the enterprise? How much does the enterprise need to pay if it avoids or reduces risks? In terms of the benefits of taking risks: if the enterprise takes risks, how much benefits may it get? If the risk is avoided or reduced, how much benefit will the enterprise get?
question 8: 1. what are the definitions of risk assessment procedures and the specific procedures mainly included? Definition: The procedure implemented to understand the auditee and its environment is called "risk assessment procedure" 1. Ask the management of the auditee and other relevant internal personnel 2. Implement analysis procedure 3. Observe and check.
Question 9: What are the risk assessment companies? The purpose of risk assessment activities is to make scientific decisions on how to deal with specific risks and how to choose risk coping strategies by providing facts-based information and analyzing it. As an integral part of risk management activities, risk assessment provides a structural process to identify how the target is affected by various uncertain factors, and analyze the risk from two aspects: consequences and possibilities, and then determine whether further treatment is needed. Risk assessment attempts to answer the following basic questions: (1) What will happen and why (through risk identification)? (2) What are the consequences? (3) How likely are these consequences? (4) Are there any factors that can mitigate the consequences of risks or reduce the possibility of risks? (5) Is the risk level tolerable or acceptable? Does it require further response and handling? The main benefits of risk assessment include the following aspects: (1) Understanding risks and their potential impact on objectives; (2) Providing information for decision makers; (3) It is helpful to know the risks and help to choose the coping strategies; (4) Identify the main factors that cause risks and reveal the weak links of the system and organization; (5) It helps to identify the risk events that need to be dealt with first; (6) It is helpful for accident prevention through after-the-fact investigation; (7) Contribute to the choice of risk coping strategies; (8) Meet regulatory requirements.
Question 11: What does the project risk assessment and management include? 1. Prediction and identification of project risks
1. Classification of engineering risks:
Engineering risks are diverse and complicated, and some risks are usually related.
there are usually the following kinds of engineering risks:
political and legal risks, social and cultural risks, economic risks, natural and environmental risks,
technical risks, management and organization coordination risks, contract risks and safety, health and environment risks.
2. methods of risk identification
there are many methods to predict and identify project risks, among which Delphi method, brainstorming method and scenario analysis method are commonly used at present. The theory and method of project risk prediction and identification are far from perfect, and further research is needed.
II. Assessment and analysis of project risks
1. Steps of risk assessment and analysis of engineering projects
First, determine the project risk assessment benchmark. The project risk assessment benchmark is the acceptable level determined by the project subject for different project risk consequences. The evaluation benchmark should be determined for individual risk and the whole risk, which are called individual evaluation benchmark and overall evaluation benchmark respectively. The objectives of the project are various: short time, maximum profit, minimum cost and minimum risk loss, etc. These objectives can be quantified and become the evaluation benchmark. Then determine the project risk level. These include individual risk levels and overall risk levels. The overall risk level of the project is determined after all the risk events are integrated. To determine the overall risk level of a project, it is necessary to list the relationships, interactions and the influence of transformation factors on these interactions. In addition, the method of determining the risk level should be compatible with the principles and methods of determining the evaluation benchmark, so there is no comparability between them.
finally, compare the single risk level of the project with the single evaluation benchmark and the overall risk level with the overall evaluation benchmark, and then determine whether they are within the acceptable range, and then determine whether the project should stop here or continue.
2. methods for risk assessment and analysis of the project
there are many methods for risk assessment and analysis of the project, such as MonteCarlo simulation method, program evaluation and review technique pert (ProgrammeValuability Andreviewtechniques), subjective probability method, utility theory, grey system theory, fault tree analysis FTA(FaultTree***ysis), extrapolation method, fuzzy analysis method and influence diagram analysis method.